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 Duration 14 hours

Course Outline

Getting Started with ISO 37301 and Compliance

  • Introduction to ISO 37301 and its core objectives
  • Foundational compliance principles: integrity, accountability, and transparency
  • Distinguishing between ISO 19600 and ISO 37301

Organizational Context and Leadership Roles

  • Analyzing the internal and external environment of the organization
  • Defining the duties of senior management and the role of leadership
  • Formulating a compliance policy and setting clear goals

Strategic Planning and Support Mechanisms

  • Evaluating compliance risks and devising mitigation tactics
  • Addressing competence, awareness, and communication needs
  • Managing documentation and resource needs for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Managing outsourcing and third-party compliance issues
  • Recording compliance obligations and control measures

Oversight, Assessment, and Reporting

  • Measuring compliance performance using KPIs
  • Performing internal audits and compliance evaluations
  • Establishing compliance reporting and escalation protocols

Management Review and Ongoing Enhancement

  • Assessing system performance with leadership insights
  • Resolving non-compliance issues and implementing corrective steps
  • Driving continuous improvement within the CMS

Certification, System Integration, and Future Planning

  • Navigating the ISO 37301 certification process and external audits
  • Harmonizing with ISO 37001, ISO 9001, or ISO 27001
  • Staying ahead with emerging compliance trends and digital governance

Wrap-up and Action Plan

Requirements

  • A foundational grasp of compliance and risk-related principles
  • Knowledge of management system standards
  • Background experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance specialists and internal control managers
  • Auditors, legal consultants, and risk analysts
  • Senior executives and governance leaders committed to upholding compliance integrity

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